Documentation
Our clients are all investment firms, therefore we cannot deal with members of the public.
Terms and Policies
- Terms of Business – Effective from 01/01/22
- Brexit FAQs for Clients
- Terms of Business - Effective to 31/12/20
- Electronic Trading Terms of Business
- Order Execution Policy
- Conflicts of Interest Policy
- Complaints Procedure Summary
- Anti-Bribery and Corruption
- Anti-Money Laundering
- Privacy Notice
- Modern Slavery Act 2015
- Companies Act s172 statement
- Winterflood Securities Limited CSDR Disclosure
- Indications of Interest Disclosure
Financial Disclosures
Other Documentation
Regulatory Information
- 2020 Top Five Execution Venues - Summary
- 2020 Top Five Execution Venues - Execution
- 2020 Top Five Execution Venues - Transmission
- 2019 Top Five Execution Venues - Summary
- 2019 Top Five Execution Venues - Execution
- 2019 Top Five Execution Venues - Transmission
- 2018 Top Five Execution Venues - Summary
- 2018 Top Five Execution Venue - Execution
- 2018 Top Five Execution Venue - Transmission
- Execution Venue Report - Summary
- Execution Venue Report - Tables
- MiFID II WINNER FIX message requirements
- MiFID II WIN-X FIX message requirements
- MIC Updates